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Advisor at BRIGHT FUTURES WEALTH MANAGEMENT, LLC
GLEN ALLEN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BRIGHT FUTURES WEALTH MANAGEMENT, LLC | Independent wealth | Mar 20, 2017 | n/a | yes | GLEN ALLEN, VA | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Jul 20, 2010 | Mar 20, 2017 | no | WEBSTER, NY|GLEN ALLEN, VA|NEW YORK, NY | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Aug 30, 2007 | Jul 21, 2010 | no | ROCHESTER, NY|ROCHESTER, NY|ROCHESTER, NY|ROCHESTER, NY|ROCHESTER, NY|ROCHESTER, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | BRIGHT FUTURES WEALTH MANAGEMENT, LLC | Mar 20, 2017 | Mar 20, 2017 | 0 | Firm change | Other |
| HSBC SECURITIES (USA) INC. | CETERA ADVISORS LLC | Jul 21, 2010 | Jul 20, 2010 | -1 | Firm change | Other |