DFX Intelligence

B•••••••• A•••• M••••••••• C•••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

B•••••••• A•••• M••••••••• C•••••• L••••••

CRD 313244

HONG KONG

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Search this name across graphsid dfx:ria:68ee032d-6b61-8870-81d7-076695449126

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 22, 2021 to Mar 30, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $8.4M••• Locked
Discretionary RAUM: $8.4M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••• L•••••	CHIEF EXECUTIVE OFFICER, DIRECTOR, SHAREHOLDER	E	yes	08/2018	Mar 22, 2021	Apr 3, 2024
G••• N•••	CHIEF FINANCIAL OFFICER	Na	yes	08/2018	Mar 22, 2021	Apr 3, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.4M	$3.4M	148.1%	$24.0M	-29.6%	6	8	0	0

Relationships

Controls (3)

← F•••• L•••••OwnerCHIEF EXECUTIVE OFFICER, DIRECTOR, SHAREHOLDER, ownership code E, individual
Mar 22, 2021 to Apr 3, 2024factForm ADV
← G••• N•••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 22, 2021 to Apr 3, 2024factForm ADV
← W•• W•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 22, 2021 to Apr 3, 2024factForm ADV

Dated events

Occurred
Apr 4, 2023
Regulatory AUM changed
B•••••••• A•••• M••••••••• C•••••• L•••••• reported RAUM $24.0M, down 96% from $615.0M (2022-04-01 to 2023-04-04)
Form ADVobserved 7 days ago
$-591M
Occurred
Mar 22, 2021
First Form ADV filing
B•••••••• A•••• M••••••••• C•••••• L•••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68ee032d-6b61-8870-81d7-076695449126
First observed: Mar 22, 2021
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.