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Reading the graph
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Advisor at A•••• F•••••••• G••••• I•••
BELLFLOWER, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• F•••••••• G••••• I••• | State registered | Jan 3, 2025 | n/a | yes | BELLFLOWER, CA | Current employment |
| W••••••••• F•••••••• A••••••• | n/a | Sep 13, 2017 | Feb 20, 2021 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••••• F•••••••• A••••••• | A•••• F•••••••• G••••• I••• | Feb 20, 2021 | Jan 3, 2025 | 1,413 | Firm change after gap | Other |
| S•••••••• F••••••••• I••• | W••••••••• F•••••••• A••••••• | Sep 15, 2017 |
| Previous registration |
| S•••••••• F••••••••• I••• | Former SEC adviser | May 30, 2017 | Sep 15, 2017 | no | GARDENA, CA | Previous registration |
| W••••••••• F•••••••• A••••••• | n/a | Jul 1, 2015 | May 17, 2017 | no | LONG BEACH, CA | Previous registration |
| W••••••••• F•••••••• A••••••• | n/a | Dec 6, 2012 | Dec 9, 2014 | no | LONG BEACH, CA | Previous registration |
| I••••••••• A••••••• G•••• | Independent wealth | Aug 4, 2010 | Nov 27, 2012 | no | LEXINGTON, MA|LAKEWOOD, CA | Previous registration |
| -2 |
| Firm change |
| Other |
| W••••••••• F•••••••• A••••••• | S•••••••• F••••••••• I••• | May 17, 2017 | May 30, 2017 | 13 | Firm change | Other |
| I••••••••• A••••••• G•••• | W••••••••• F•••••••• A••••••• | Nov 27, 2012 | Dec 6, 2012 | 9 | Firm change | Other |