DFX Intelligence

A•••••• S•••••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

A•••••• S•••••••• C•••••••

Advisor at C••••••••• C•••••• M•••••••••

ORINDA, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• C•••••• M•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Dec 7, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• C•••••• M•••••••••	Former SEC adviser	Jan 2, 2026	n/a	yes	ORINDA, CA	Current employment
T••••••••• L••	Former SEC adviser	Jan 24, 2005	Dec 14, 2012	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• L••	C••••••••• C•••••• M•••••••••	Dec 14, 2012	Jan 2, 2026	4,767	Firm change after gap	Other
B••• O• A•••••• I••••••••• S•••••••• I•••	T••••••••• L••	Jan 5, 2005	Jan 24, 2005

Relationships

Registered with (3)

→ C••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ T••••••••• L••Registered adviserregistration: previous registration
Jan 24, 2005 to Dec 14, 2012factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 8, 2004 to Jan 5, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 8, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.