DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••••• C••••••• I•••
ST. LOUIS PARK, MN | EDINA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••••• C••••••• I••• | Independent wealth | Jan 17, 2014 | n/a | yes | ST. LOUIS PARK, MN|EDINA, MN | Current employment |
| O•••••• C••••••• I••• | Independent wealth | Jan 17, 2014 | Dec 31, 2020 | no | ST. LOUIS PARK, MN|EDINA, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•• A•••••••• L• | O•••••• C••••••• I••• | Aug 10, 2010 | Jan 17, 2014 | 1,256 | Firm change after gap | Other |
| E•••••••• A••••••• I•• | W•• A•••••••• L• | Dec 18, 2008 | Dec 17, 2008 |
| W•• A•••••••• L• | Former SEC adviser | Dec 17, 2008 | Aug 10, 2010 | no | PLYMOUTH, MN | Previous registration |
| E•••••••• A••••••• I•• | n/a | Jan 3, 2007 | Dec 18, 2008 | no | ROSEVILLE, CA | Previous registration |
| W••• S••••• F•••••••• G••••• I•• | Former SEC adviser | Jan 28, 2005 | Dec 31, 2006 | no | PLYMOUTH, MN|PLYMOUTH, MN | Previous registration |
| Firm change |
| Other |
| W••• S••••• F•••••••• G••••• I•• | E•••••••• A••••••• I•• | Dec 31, 2006 | Jan 3, 2007 | 3 | Firm change | Other |