DFX Intelligence
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Reading the graph
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Advisor at O•••• I••••••••• I•••
Fowler, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• I••••••••• I••• | Bd affiliated wealth | Jul 13, 2026 | n/a | yes | Fowler, IN | Current employment |
| E••••• J•••• | National bd RIA | Sep 4, 2019 | May 8, 2025 | no | WESTFIELD, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E••••• J•••• | O•••• I••••••••• I••• | May 8, 2025 | Jul 13, 2026 | 431 | Firm change after gap | Ibd to ibd |
| V••• F•••••••• P•••••••• L•• | E••••• J•••• | Feb 12, 2007 | Sep 4, 2019 |
| V••• F•••••••• P•••••••• L•• |
| Former SEC adviser |
| Jul 30, 2003 |
| Feb 12, 2007 |
| no |
| INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|SOUTHFIELD, MI |
| Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jul 1, 2003 | Jul 21, 2003 | no | INDIANAPOLIS, IN | Previous registration |
| P••••••••• E••••• G••••• L•• | n/a | Feb 16, 2001 | Jul 1, 2003 | no | INDIANAPOLIS, IN | Previous registration |
| Firm change after gap |
| Other |
| W•••• F•••• A••••••• | V••• F•••••••• P•••••••• L•• | Jul 21, 2003 | Jul 30, 2003 | 9 | Firm change | Other |
| P••••••••• E••••• G••••• L•• | W•••• F•••• A••••••• | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |