DFX Intelligence

D•••••• R••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

D•••••• R••••• O•••••

Advisor at M••••• S••••• W••••• M••••••••• A•••••••• L••

INDIANAPOLIS, IN | Indianapolis, IN

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Search this name across graphsid dfx:ria:6904751f-771b-b8aa-b136-f8e367847ad5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••• W••••• M••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••• W••••• M••••••••• A•••••••• L••	Independent wealth	Jan 8, 2024	n/a	yes	INDIANAPOLIS, IN\|Indianapolis, IN	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Feb 18, 2011	Apr 30, 2021	no	Greenwood, IN\|INDIANAPOLIS, IN\|ST. PETERSBURG, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	M••••• S••••• W••••• M••••••••• A•••••••• L••	Apr 30, 2021	Jan 8, 2024	983	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ M••••• S••••• W••••• M••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 8, 2024 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 18, 2011 to Apr 30, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6904751f-771b-b8aa-b136-f8e367847ad5
First observed: Feb 18, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.