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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HOLLADAY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 26, 2019 | n/a | yes | HOLLADAY, UT | Current employment |
| FIRST WESTERN ADVISORS | Former SEC adviser | Nov 12, 2015 | Sep 27, 2019 | no | Highland, UT|HOLLADAY, UT|Draper, UT|Draper, UT | Previous registration |
| ALPINE CAPITAL MANAGEMENT, LLC | n/a | Dec 24, 2014 | Nov 13, 2015 | no | SALT LAKE CITY, UT | Previous registration |
| ANDINA ADVISORS | Independent wealth | Jan 7, 2014 | Dec 15, 2014 | no | HIGHLAND, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST WESTERN ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 27, 2019 | Sep 26, 2019 | -1 | Firm change | RIA to ibd |
| ALPINE CAPITAL MANAGEMENT, LLC | FIRST WESTERN ADVISORS | Nov 13, 2015 | Nov 12, 2015 | -1 | Firm change | Other |
| ANDINA ADVISORS | ALPINE CAPITAL MANAGEMENT, LLC | Dec 15, 2014 | Dec 24, 2014 | 9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13623:149018:UT:2019-09-27 | Sep 27, 2019 | Sep 26, 2019 | DRAPER, UT | Firm change |