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CRD 150380
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PRIZER, JOHN, MCLAREN | MEMBER & CHIEF COMPLIANCE OFFICER | E | yes | 05/2009 | May 11, 2016 | Feb 14, 2023 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Feb 14, 2023 | $191M | $191M | 1 | 1 | 0 | n/a | n/a |
| 2021 | Feb 11, 2022 | $282M | $282M | 1 | 1 | 0 | n/a | n/a |
| 2020 | Jan 29, 2021 | $246M | $246M | 1 | 1 | 0 | n/a | n/a |
| 2019 | Mar 10, 2020 | $227M | $227M | 1 | 1 | 0 | n/a | n/a |
| 2018 | Jan 8, 2019 | $161M | $161M | 1 | 1 | 1 | n/a | n/a |
| 2017 | Mar 21, 2018 | $166M | $166M | 1 | 1 | 1 | n/a | n/a |
| 2016 | Mar 17, 2017 | $134M | $134M | 1 | 1 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $191M | $282M | -32.2% | $227M | -5.6% | 1 | 1 | 0 | 0 |