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Advisor at ATARAXIS FINANCIAL
ROCHESTER, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ATARAXIS FINANCIAL | State registered | Dec 13, 2024 | n/a | yes | ROCHESTER, MN | Current employment |
| WADDELL & REED | Former SEC adviser | Jan 16, 2020 | Feb 4, 2020 | no | ROCHESTER, MN|SAVAGE, MN | Previous registration |
| ATARAXIS FINANCIAL | State registered | Nov 23, 2016 | Jan 15, 2020 | no | ROCHESTER, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | ATARAXIS FINANCIAL | Feb 4, 2020 | Dec 13, 2024 | 1,774 | Firm change after gap | Ibd to state RIA |
| ATARAXIS FINANCIAL | WADDELL & REED | Jan 15, 2020 | Jan 16, 2020 | 1 | Firm change | Other |