This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

DOVE INVESTMENT RESEARCH AND MANAGEMENT, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 18, 2004earliest registration or exam on IAPD

Years in industry

21derivedfrom the industry start date

Years at current firm

6derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

4

Designations

Certified Financial Planner

Exams

S66|S63

First exam

Oct 18, 2004

First registration

Apr 7, 2008

Dual registered

yes, broker-dealer

Other names

THOMAS ROBERT GRAFFEO

IAPD individual key

1287916

Graph

RIA / Wealth Management

Canonical id

dfx:ria:691081e1-1ecf-28c7-40fe-2ace04179f1e

First observed

Apr 7, 2008

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.