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Advisor at OSAIC WEALTH, INC.
Tustin, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Feb 4, 2008 | n/a | yes | Tustin, CA | Current employment |
| CROWN CAPITAL SECURITIES, L.P. | Former SEC adviser | Jun 14, 2006 | Oct 15, 2007 | no | LAGUNA NIGUEL, CA|LAGUNA NIGUEL, CA | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Mar 12, 2001 | Jun 29, 2006 | no | LAGUNA NIGUEL, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CROWN CAPITAL SECURITIES, L.P. | OSAIC WEALTH, INC. | Oct 15, 2007 | Feb 4, 2008 | 112 | Firm change | Other |
| 1ST GLOBAL ADVISORS INC | CROWN CAPITAL SECURITIES, L.P. | Jun 29, 2006 | Jun 14, 2006 | -15 | Firm change | Other |