DFX Intelligence

E•••••• M••••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

E•••••• M••••••• B••••

Advisor at R•••••• J•••• • A••••••••• I•••

CHATTANOOGA, TN

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Search this name across graphsid dfx:ria:691728bf-f46e-64e3-bae2-193c362f6e2c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jun 16, 2021	n/a	yes	CHATTANOOGA, TN	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Apr 19, 2017	Jun 15, 2021	no	CHATTANOOGA, TN\|CHATTANOOGA, TN\|CHATTANOOGA, TN\|CLEVELAND, TN\|OOLTEWAH, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	R•••••• J•••• • A••••••••• I•••	Jun 15, 2021	Jun 16, 2021	1	Firm change	Ibd to ibd
G•••• • B•••• I••••••••• M••••••••• L••	T••••• A••••••• S•••••••• I•••	Apr 7, 2017	Apr 19, 2017

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Jun 16, 2021 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 19, 2017 to Jun 15, 2021factForm ADV
→ G•••• • B•••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 21, 2015 to Apr 7, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:691728bf-f46e-64e3-bae2-193c362f6e2c
First observed: Jan 21, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.