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RIA / WealthAdvisor16 years in industry

James D Williams

Advisor at CROWN POINT WEALTH ADVISORS

HOOD RIVER, OR

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Search this name across graphsid dfx:ria:691905a6-e44a-2085-c234-960866007ba3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 14, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CROWN POINT WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 12, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Exams: S66
First exam: Jun 12, 2010
First registration: Jun 14, 2010
Dual registered: no
Other names: JAMES D. WILLIAMS|JAMES D WILLIAMS|JAMES DANIEL WILLIAMS|James Williams|JAMES DANIEL WILLIAMS
IAPD individual key: 5739663

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CROWN POINT WEALTH ADVISORS	Independent wealth	Oct 16, 2022	n/a	yes	HOOD RIVER, OR	Current employment
EDWARD JONES	National bd RIA	Aug 8, 2017	Oct 17, 2022	no	HOOD RIVER, OR	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Aug 8, 2017	no	LAKE OSWEGO, OR	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 2, 2011	Oct 1, 2012	no	MILWAUKIE, OR\|LAKE OSWEGO, OR	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 14, 2010	Oct 19, 2010	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	CROWN POINT WEALTH ADVISORS	Oct 17, 2022	Oct 16, 2022	-1	Firm change	Ibd to new firm
J.P. MORGAN SECURITIES LLC	EDWARD JONES	Aug 8, 2017	Aug 8, 2017	0	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	CHASE INVESTMENT SERVICES CORP.	Oct 19, 2010	Mar 2, 2011	134	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
250:322424:OR:2022-10-17	Oct 17, 2022	Oct 16, 2022	HOOD RIVER, OR	Firm change

Relationships

Registered with (5)

→ CROWN POINT WEALTH ADVISORSRegistered adviserregistration: current employment
Oct 16, 2022 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 8, 2017 to Oct 17, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Aug 8, 2017factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 2, 2011 to Oct 1, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 14, 2010 to Oct 19, 2010factForm ADV

Dated events

Occurred
Oct 17, 2022
Advisor changed firm
James D Williams left Edward Jones for Crown Point Wealth Advisors (registered 2022-10-16)
Form ADVobserved 6 days ago