DFX Intelligence

T••••• E•••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

T••••• E•••••••• M•••••

Advisor at 1• C•••••• P•••••••• L••

PHOENIX, AZ

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Search this name across graphsid dfx:ria:69190e61-9e83-3fb2-9556-9d61cb316ff4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 1• C•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 31, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
1• C•••••• P•••••••• L••	Independent wealth	Nov 17, 2023	n/a	yes	PHOENIX, AZ	Current employment
P••••••• A•••••••• L••	Independent wealth	Sep 16, 2022	Dec 6, 2023	no	SCOTTSDALE, AZ\|SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A•••••••• L••	1• C•••••• P•••••••• L••	Dec 6, 2023	Nov 17, 2023	-19	Firm change	RIA to RIA
C••• L••	L•• F•••••••• L••	Sep 1, 2022	Jan 9, 2014

Relationships

Registered with (7)

→ 1• C•••••• P•••••••• L••Registered adviserregistration: current employment
Nov 17, 2023 to presentfactForm ADV
→ P••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 16, 2022 to Dec 6, 2023factForm ADV
→ C••• L••Registered adviserregistration: previous registration
May 20, 2013 to Sep 1, 2022factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Dec 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:69190e61-9e83-3fb2-9556-9d61cb316ff4
First observed: Mar 10, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.