DFX Intelligence

D•••••• S•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

D•••••• S•••• M••••

Advisor at C••••• I••••••••• A••••••• L••

Edina, MN | Fort Myers Beach, FL

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Search this name across graphsid dfx:ria:6920ae7b-6c28-473c-8efc-217343d80496

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 25, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Apr 27, 2026	n/a	yes	Edina, MN\|Fort Myers Beach, FL	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	Apr 29, 2026	no	FORT MYERS BEACH, FL\|Burnsville, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	C••••• I••••••••• A••••••• L••	Apr 29, 2026	Apr 27, 2026	-2	Firm change	Ibd to ibd
S••••••••• A•••••• A•••••••• I•••	O•••• W•••••• I•••	Jun 14, 2024	Jun 14, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:105644:MN:2026-04-29	Apr 29, 2026	Apr 27, 2026	BURNSVILLE, MN	Firm change

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Apr 27, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 14, 2024 to Apr 29, 2026factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 17, 2020 to Jun 14, 2024factForm ADV
→ I••••••••• A••••••• S••••••• I••

Dated events

Occurred
Apr 29, 2026
Advisor changed firm
D•••••• S•••• M•••• left O•••• W•••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2026-04-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6920ae7b-6c28-473c-8efc-217343d80496
First observed: Mar 2, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.