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Advisor at ESI FINANCIAL ADVISORS
ROANOKE, VA | FAIRFAX, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | Independent wealth | Nov 24, 2025 | n/a | yes | FAIRFAX, VA|ROANOKE, VA | Current employment |
| PROSTATIS FINANCIAL ADVISORS GROUP | Independent wealth | Oct 17, 2023 | Oct 30, 2024 | no | Hanover, MD | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 27, 2022 | Oct 18, 2023 | no | OWINGS MILLS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PROSTATIS FINANCIAL ADVISORS GROUP | ESI FINANCIAL ADVISORS | Oct 30, 2024 | Nov 24, 2025 | 390 | Firm change | RIA to RIA |
| LPL FINANCIAL LLC | PROSTATIS FINANCIAL ADVISORS GROUP | Oct 18, 2023 | Oct 17, 2023 | -1 | Firm change | Ibd to RIA |