DFX Intelligence

R••••• S•••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

R••••• S•••••• R••••••

Advisor at L•• F•••••••• L••

SYLVANIA, OH

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Search this name across graphsid dfx:ria:692a8bf5-d6d8-d89b-9f86-50b9661a8624

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 22, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 12, 2020	n/a	yes	SYLVANIA, OH	Current employment
C••••• A••••••• L••	Former SEC adviser	Mar 5, 2012	Aug 12, 2020	no	SYLVANIA, OH\|OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	L•• F•••••••• L••	Aug 12, 2020	Aug 12, 2020	0	Firm change	Ibd to ibd
E••••• J••••	C••••• A••••••• L••	Feb 3, 2012	Mar 5, 2012

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 12, 2020 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Mar 5, 2012 to Aug 12, 2020factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 5, 2007 to Feb 3, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:692a8bf5-d6d8-d89b-9f86-50b9661a8624
First observed: Jul 5, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.