DFX Intelligence

D••••• O••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

D••••• O••••• M•••••

Advisor at L•• F•••••••• L••

FORT COLLINS, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 23, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 2, 2023	n/a	yes	FORT COLLINS, CO	Current employment
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Dec 2, 2005	Aug 2, 2023	no	FT COLLINS, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O• I••••••••• M••••••••• C•	L•• F•••••••• L••	Aug 2, 2023	Aug 2, 2023	0	Firm change	Ibd to ibd
R•• C•••••• M••••••••• L••	O• I••••••••• M••••••••• C•	Jun 19, 2007	Dec 2, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
105662:6413:CO:2023-08-02	Aug 2, 2023	Aug 2, 2023	FT COLLINS, CO	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 2, 2023 to presentfactForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Dec 2, 2005 to Aug 2, 2023factForm ADV
→ R•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 3, 2003 to Jun 19, 2007factForm ADV

Dated events

Order

Occurred
2 Aug 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 3, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.