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M••• N•• Y••• C•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

M••• N•• Y••• C•••••••••

CRD 321962

NEW Y•••, NY

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Search this name across graphsid dfx:ria:692ec541-534f-6fd6-f502-25d748eef8dd

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 0
Observed: Jul 8, 2022 to May 13, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.84 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $45BItem 5.F on the latest filing (2026-05-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $40B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• T•••••	President	Na	yes	07/2023	Jul 8, 2022	Mar 28, 2024
C••••••••• M•••• J•••••	VICE PRESIDENT	Na	yes	10/2020	Jul 8, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• A••••••••• I•••••••• C•••••••••	n/a	n/a	n/a	N	yes	n/a
A••••••• F••••• H••• I•••••••• C••••••	n/a	n/a	n/a	N	yes	n/a
A••••••• M••••• H••• I•••••••• C••••••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$45B	$45B	-0.7%	$39B	4.9%	46	45	0	0

Relationships

Controls (12)

← P•••••••• J••••••••• K••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 8, 2022 to Mar 28, 2024factForm ADV
← B•••••• T•••••OwnerPRESIDENT, ownership code NA, individual
Jul 8, 2022 to Mar 28, 2024factForm ADV
← C••••••••• M•••• J•••••OwnerVICE PRESIDENT, ownership code NA, individual
Jul 8, 2022 to Mar 28, 2024factForm ADV
← K••••• J•••••• S••••OwnerVICE PRESIDENT, ownership code NA, individual
Jul 8, 2022 to Mar 28, 2024fact

Dated events

Occurred
Mar 28, 2024
Control person joined
Kristian Alexander Poll (Vice President) appeared on Schedule A of M••• N•• Y••• C•••••••••
Form ADVobserved 7 days ago
Occurred
Mar 29, 2023
Control person left
Herbert Klaus Chavanne (Vice President) no longer on Schedule A of M••• N•• Y••• C••••••••• (listed 2022-11-04, absent 2023-03-29)
Form ADVobserved 7 days ago
Occurred
Nov 4, 2022
Control person left
Prashant Sharma (Director) no longer on Schedule A of M••• N•• Y••• C••••••••• (listed 2022-07-08, absent 2022-11-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:692ec541-534f-6fd6-f502-25d748eef8dd
First observed: Jul 8, 2022
Last observed: May 13, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.