DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

SANDIFER WEALTH MANAGEMENT, INC.

CRD 166948

MOBILE, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:693685b7-76c7-369f-012a-04dbd82cf2d8

Data as of Mar 6, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Mar 17, 2014 to Mar 6, 2023
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-79414
CRD: 166948
Filings on the tape: 29
First filed: Mar 17, 2014
Latest filed: Mar 6, 2023
Organised: Corporation, Alabama

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SALYERS, MARC, DOUGLAS	PORTFOLIO MANAGER	C	yes	03/2020	Mar 10, 2020	Mar 6, 2023
SANDIFER, JAMES, EDWARD	PRESIDENT AND CHIEF COMPLIANCE OFFICER	D	yes	09/1997	Mar 17, 2014	Mar 6, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 6, 2023	n/a	n/a	2	0	0	n/a	n/a
2021	Feb 21, 2022	$221M	$214M	5	2	0	n/a	n/a
2020	Feb 11, 2021	$182M	$177M	5	2	0	n/a	n/a
2019	Mar 10, 2020	$164M	$158M	4	2	0	n/a	n/a
2018	Feb 4, 2019	$133M	$128M	5	2	0	n/a	n/a
2017	Feb 15, 2018	$134M	$128M	5	2	0	n/a	n/a
2016	Mar 14, 2017	$120M	$110M	4	2	n/a	n/a	n/a
2015	Mar 9, 2016	$102M	$102M	6	2	n/a	n/a	n/a
2014	Mar 12, 2015	$112M	$112M	5	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	n/a	$221M	n/a	$164M	n/a	2	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WAVERLY ADVISORS, LLC	2	Mar 9, 2023	Jan 3, 2023	MOBILE, AL	Team lift out	Other	100.0%

Relationships

Controls (2)

← SANDIFER, JAMES, EDWARDOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 17, 2014 to presentfactForm ADV
← SALYERS, MARC, DOUGLASOwnerPORTFOLIO MANAGER, ownership code C, individual
Mar 10, 2020 to presentfactForm ADV

Registered with (2)

← JAMES EDWARD SANDIFERAdvisorregistration: previous registration
Jul 23, 2013 to Mar 9, 2023factForm ADV
← MARC DOUGLAS SALYERSAdvisorregistration: previous registration
Jul 6, 2017 to Mar 9, 2023factForm ADV

Moved with (1)

→ WAVERLY ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Mar 9, 2023 to Jan 3, 2023factForm ADV

Dated events

Occurred
Mar 9, 2023
Team lift-out
2 advisors left Sandifer Wealth Management, Inc. (Mobile, AL) for Waverly Advisors, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Mar 9, 2023
Advisor changed firm
Marc Douglas Salyers left Sandifer Wealth Management, Inc. for Waverly Advisors, Llc (registered 2023-01-03)
Form ADVobserved 6 days ago
Occurred
Mar 9, 2023
Advisor changed firm
James Edward Sandifer left Sandifer Wealth Management, Inc. for Waverly Advisors, Llc (registered 2023-01-03)
Form ADVobserved 6 days ago
Occurred
Mar 17, 2014
First Form ADV filing
Sandifer & Associates filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:693685b7-76c7-369f-012a-04dbd82cf2d8
First observed: Mar 17, 2014
Last observed: Mar 6, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SANDIFER WEALTH MANAGEMENT, INC.

CRD 166948

MOBILE, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:693685b7-76c7-369f-012a-04dbd82cf2d8

Data as of Mar 6, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:26 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SALYERS, MARC, DOUGLAS

PORTFOLIO MANAGER

yes

03/2020

Mar 10, 2020

Mar 6, 2023

SANDIFER, JAMES, EDWARD

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

09/1997

Mar 17, 2014

Mar 6, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 6, 2023

n/a

2021

Feb 21, 2022

$221M

$214M

n/a

2020

Feb 11, 2021

$182M

$177M

n/a

2019

Mar 10, 2020

$164M

$158M

n/a

2018

Feb 4, 2019

$133M

$128M

n/a

2017

Feb 15, 2018

$134M

$128M

n/a

2016

Mar 14, 2017

$120M

$110M

n/a

2015

Mar 9, 2016

$102M

n/a

2014

Mar 12, 2015

$112M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

n/a

$221M

n/a

$164M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WAVERLY ADVISORS, LLC

Mar 9, 2023

Jan 3, 2023

MOBILE, AL

Team lift out

Other

100.0%