DFX Intelligence

P•• C•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

P•• C•••••• L•

CRD 331201

SUNNY ISLES BEACH, FL

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Data as of Feb 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 0
Observed: May 6, 2024 to Feb 28, 2025
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $301M••• Locked
Discretionary RAUM: $301M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• M••••••• P•••••	OUTSOURCED CHIEF COMPLIANCE OFFICER	Na	yes	07/2024	Aug 26, 2024	Aug 26, 2024
P•••••• N•••••	MANAGING MEMBER	E	yes	03/2024	May 6, 2024	Aug 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•• G• L••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Feb 28, 2025	$301M	$301M	2	1	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$301M	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Controls (3)

← P•••••• N•••••OwnerMANAGING MEMBER, ownership code E, individual
May 6, 2024 to Aug 26, 2024factForm ADV
← K••••• M••••••• P•••••OwnerOUTSOURCED CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 26, 2024 to Aug 26, 2024factForm ADV
← P•• G• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity
May 6, 2024 to Aug 26, 2024factForm ADV

Dated events

Order

Occurred
28 Feb 2025
Ria principal change
••• Locked
Form ADV
Occurred
28 Feb 2025
Control person left
••• Locked
Form ADV
Occurred
26 Aug 2024
Control person joined
••• Locked
Form ADV
Occurred
6 May 2024
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 6, 2024
Last observed: Feb 28, 2025 19 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.