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Advisor at CHARLES SCHWAB & CO., INC.
Sarasota, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Aug 3, 2022 | n/a | yes | Sarasota, FL | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Jan 28, 2021 | Jun 20, 2022 | no | SARASOTA, FL | Previous registration |
| EDWARD JONES | National bd RIA | Nov 6, 2018 | Dec 3, 2019 | no | Sarasota, FL|ST LOUIS, MO|SARASOTA, FL|Sarasota, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | CHARLES SCHWAB & CO., INC. | Jun 20, 2022 | Aug 3, 2022 | 44 | Firm change | Ibd to ibd |
| EDWARD JONES | NEXT FINANCIAL GROUP, INC. | Dec 3, 2019 | Jan 28, 2021 | 422 | Firm change after gap | Ibd to ibd |