DFX Intelligence

P•••• F•••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

P•••• F•••••• S•••••••••

Advisor at O•••••• C••••••• I••

MILWAUKEE, WI

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Search this name across graphsid dfx:ria:69577844-28b8-2a86-a3e2-4fb605375729

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• C••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 26, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• C••••••• I••	Independent wealth	Nov 10, 2022	n/a	yes	MILWAUKEE, WI	Current employment
J•••••• W••••• I•••	Mixed wealth	Jan 17, 2014	Jul 27, 2022	no	MILWAUKEE, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•••••• W••••• I•••	O•••••• C••••••• I••	Jul 27, 2022	Nov 10, 2022	106	Firm change	RIA to RIA
C••••• G••• I•••	J•••••• W••••• I•••	Jun 2, 2016	Jan 17, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
45309:125557:WI:2016-06-02	Jun 2, 2016	Jan 17, 2014	MILWAUKEE, WI	Firm change after gap

Relationships

Registered with (3)

→ O•••••• C••••••• I••Registered adviserregistration: current employment
Nov 10, 2022 to presentfactForm ADV
→ J•••••• W••••• I•••Registered adviserregistration: previous registration
Jan 17, 2014 to Jul 27, 2022factForm ADV
→ C••••• G••• I•••Registered adviserregistration: previous registration
Mar 20, 2012 to Jun 2, 2016factForm ADV

Dated events

Occurred
Jul 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:69577844-28b8-2a86-a3e2-4fb605375729
First observed: Mar 20, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.