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RIA / WealthAdvisor17 years in industry

WILLIAM ALAN STERLING

Advisor at TRITONPOINT WEALTH, LLC

CHEVY CHASE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6957c9a4-16ff-e737-bb6f-a74d94869871

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRITONPOINT WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 1
Exams: S66|S63
First exam: Oct 12, 2009
First registration: Oct 15, 2009
Dual registered: no
Other names: WILLIAM ALAN STERLING JR|WILLIAM ALAN STERLING|WILLIAM ALAN STERLING
IAPD individual key: 4823837

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRITONPOINT CAPITAL, LLC	Independent wealth	Aug 11, 2025	n/a	yes	CHEVY CHASE, MD	Current employment
TRITONPOINT WEALTH, LLC	Independent wealth	Oct 18, 2023	n/a	yes	CHEVY CHASE, MD	Current employment
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Apr 8, 2019	Nov 3, 2023	no	BETHESDA, MD	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 15, 2009	Apr 15, 2019	no	CHICAGO, IL\|Chicago, IL\|Tysons Corner, VA\|Jersey City, NJ\|Lone Tree, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED CAPITAL FINANCIAL ADVISORS	TRITONPOINT WEALTH, LLC	Nov 3, 2023	Oct 18, 2023	-16	Firm change	Ibd to new firm
CHARLES SCHWAB & CO., INC.	UNITED CAPITAL FINANCIAL ADVISORS	Apr 15, 2019	Apr 8, 2019	-7	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134600:328398:MD:2023-11-02	Nov 3, 2023	Oct 18, 2023	BETHESDA, MD	Firm change

Relationships

Registered with (4)

→ TRITONPOINT CAPITAL, LLCRegistered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ TRITONPOINT WEALTH, LLCRegistered adviserregistration: current employment
Oct 18, 2023 to presentfactForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Apr 8, 2019 to Nov 3, 2023factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 15, 2009 to Apr 15, 2019factForm ADV

Dated events

Occurred
Nov 3, 2023
Advisor changed firm
William Alan Sterling left United Capital Financial Advisors for Tritonpoint Wealth, Llc (registered 2023-10-18)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6957c9a4-16ff-e737-bb6f-a74d94869871
First observed: Oct 15, 2009
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WILLIAM ALAN STERLING

Advisor at TRITONPOINT WEALTH, LLC

CHEVY CHASE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6957c9a4-16ff-e737-bb6f-a74d94869871

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

TRITONPOINT CAPITAL, LLC

Independent wealth

Aug 11, 2025

n/a

yes

CHEVY CHASE, MD

Current employment

TRITONPOINT WEALTH, LLC

Independent wealth

Oct 18, 2023

n/a

yes

CHEVY CHASE, MD

Current employment

UNITED CAPITAL FINANCIAL ADVISORS

Independent wealth

Apr 8, 2019

Nov 3, 2023

BETHESDA, MD

Previous registration

CHARLES SCHWAB & CO., INC.

National bd RIA

Oct 15, 2009

Apr 15, 2019

CHICAGO, IL|Chicago, IL|Tysons Corner, VA|Jersey City, NJ|Lone Tree, CO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

UNITED CAPITAL FINANCIAL ADVISORS

TRITONPOINT WEALTH, LLC

Nov 3, 2023

Oct 18, 2023

-16

Firm change

Ibd to new firm

CHARLES SCHWAB & CO., INC.

UNITED CAPITAL FINANCIAL ADVISORS

Apr 15, 2019

Apr 8, 2019

-7

Firm change

Ibd to RIA

Team

Left

Joined

From

Kind

134600:328398:MD:2023-11-02

Nov 3, 2023

Oct 18, 2023

BETHESDA, MD

Firm change