DFX Intelligence

J•••••• P••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

J•••••• P••• C••••

Advisor at S••••••• P••••••• G••••• L••

BINGHAMTON, NY | SYRACUSE, NY

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Search this name across graphsid dfx:ria:695c2213-7c32-c631-1de1-62a787b80790

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• P••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 26, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• P••••••• G••••• L••	Independent wealth	Jul 26, 2021	n/a	yes	BINGHAMTON, NY\|SYRACUSE, NY	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Oct 6, 2016	Nov 5, 2018	no	SYRACUSE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	S••••••• P••••••• G••••• L••	Nov 5, 2018	Jul 26, 2021	994	Firm change after gap	Ibd to RIA
L•• F•••••••• L••	A••••• A•• P••••••• S•••••••	Oct 4, 2016	Oct 6, 2016

Relationships

Registered with (3)

→ S••••••• P••••••• G••••• L••Registered adviserregistration: current employment
Jul 26, 2021 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Oct 6, 2016 to Nov 5, 2018factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 28, 2015 to Oct 4, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:695c2213-7c32-c631-1de1-62a787b80790
First observed: Aug 28, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.