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R•••• L•• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

R•••• L•• R••••

Advisor at T•• S•••••• P••••••••• I••

TOWSON, MD

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Search this name across graphsid dfx:ria:6966b913-76bd-056a-521b-2d0c06c4953a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 7, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• S•••••• P••••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• S•••••• P••••••••• I••	Independent wealth	Feb 26, 2025	n/a	yes	TOWSON, MD	Current employment
M••••• S••••••	Wirehouse	Dec 7, 2009	Feb 14, 2011	no	BALTIMORE, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	T•• S•••••• P••••••••• I••	Feb 14, 2011	Feb 26, 2025	5,126	Firm change after gap	Wirehouse to RIA

Relationships

Registered with (2)

→ T•• S•••••• P••••••••• I••Registered adviserregistration: current employment
Feb 26, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Dec 7, 2009 to Feb 14, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6966b913-76bd-056a-521b-2d0c06c4953a
First observed: Dec 7, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.