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CRD 158837
NORTH VANCOUVER, BRITISH COLUMBIA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| 1247013 BC LTD. | Shareholder | E | yes | 06/2020 | Apr 19, 2021 | Sep 27, 2024 |
| NG, HIOK HHU | SHAREHOLDER OF 1247013 BC LTD. | D | yes | 06/2020 | Apr 19, 2021 | Sep 27, 2024 |
| NG, HIOK HHU | CHIEF INVESTMENT OFFICER, DIRECTOR | Na | yes | 05/2010 | Apr 19, 2021 | Sep 27, 2024 |
| Chan, Grace | CHIEF COMPLIANCE OFFICER | Na | no | 09/2021 | Sep 28, 2021 | Sep 27, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Sep 27, 2024 | $167M | $167M | 5 | 2 | 0 | n/a | n/a |
| 2023 | Sep 28, 2023 | $181M | $181M | 5 | 2 | 0 | n/a | n/a |
| 2022 | Sep 30, 2022 | $194M | $194M | 5 | 2 | 0 | n/a | n/a |
| 2021 | Sep 28, 2021 | $382M | $382M | 6 | 2 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $162M | $181M | -10.4% | $382M | -24.8% | 5 | 5 | 0 | 0 |