DFX Intelligence

L••••••• B••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor20 years in industry

L••••••• B••• R•••••••

Advisor at L••••• R••• F••••• O••••••

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:696d252e-8c19-3def-e249-fc0df2459198

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• R••• F••••• O••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 4, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• R••• F••••• O••••••	Independent wealth	Aug 3, 2025	n/a	yes	LOS ANGELES, CA	Current employment
L••••• R••• L••	n/a	Jul 15, 2011	Nov 30, 2023	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• R••• L••	L••••• R••• F••••• O••••••	Nov 30, 2023	Aug 3, 2025	612	Firm change after gap	Other
R••••••• C•••••• M••••••••• L••	L••••• R••• L••	Dec 9, 2011	Jul 15, 2011

Relationships

Registered with (3)

→ L••••• R••• F••••• O••••••Registered adviserregistration: current employment
Aug 3, 2025 to presentfactForm ADV
→ L••••• R••• L••Registered adviserregistration: previous registration
Jul 15, 2011 to Nov 30, 2023factForm ADV
→ R••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 28, 2010 to Dec 9, 2011factForm ADV

Dated events

Occurred
Nov 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:696d252e-8c19-3def-e249-fc0df2459198
First observed: Apr 28, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.