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Advisor at ERNST & YOUNG INVESTMENT ADVISERS LLP
Rockledge, FL | Tampa, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ERNST & YOUNG INVESTMENT ADVISERS LLP | No RAUM reported | Sep 22, 2023 | n/a | yes | Tampa, FL|Rockledge, FL | Current employment |
| ERNST & YOUNG INVESTMENT ADVISERS LLP | No RAUM reported | May 13, 2011 | Jul 12, 2019 | no | TAMPA, FL|Tampa, FL | Previous registration |
| FAMILY FIRST FINANCIAL PLANNING | State registered | Jul 24, 2007 | Nov 26, 2008 | no | STUART, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 17, 2006 | Jun 11, 2007 | no | STUART, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FAMILY FIRST FINANCIAL PLANNING | ERNST & YOUNG INVESTMENT ADVISERS LLP | Nov 26, 2008 | May 13, 2011 | 898 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | FAMILY FIRST FINANCIAL PLANNING | Jun 11, 2007 | Jul 24, 2007 | 43 | Firm change | Wirehouse to state RIA |