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Advisor at WELLS FARGO ADVISORS
FRISCO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 7, 2013 | n/a | yes | FRISCO, TX | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jun 28, 2013 | no | Dallas, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 7, 2005 | Jun 1, 2009 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Oct 25, 2002 | Jan 12, 2005 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jun 28, 2013 | Jun 7, 2013 | -21 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | CITIGROUP GLOBAL MARKETS INC. | Jan 12, 2005 | Jan 7, 2005 | -5 | Firm change | Other |