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Advisor at HILLTOP SECURITIES INC.
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HILLTOP SECURITIES INC. | Bd affiliated wealth | May 12, 2009 | n/a | yes | DALLAS, TX | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 30, 1992 | May 13, 2009 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | HILLTOP SECURITIES INC. | May 13, 2009 | May 12, 2009 | -1 | Firm change | Other |