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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

LUTHER FOREST WEALTH ADVISORS, L.L.C.

CRD 142714

MALTA, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:699e4c7c-ddfc-d6cc-32b6-954d281600bb

Data as of Feb 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Feb 16, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $98.6MItem 5.F on the latest filing (2026-02-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $97.3M
Private client RAUM: $97.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $49.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 471
Individual clients: 186
High net worth clients: 28
Custody, client assets: $28.7M
SEC number: 801-67506
CRD: 142714
Filings on the tape: 19
First filed: Mar 28, 2012
Latest filed: Feb 16, 2026
Organised: Limited Liability Company, NY
Website: lutherforestwealthadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TIMOTHY WILLIAM PEHL	Certified Financial Planner	MALTA, NY	2	28	n/a	no
ROBERT RICHARD ROBACK JR.	Certified Financial Planner	MALTA, NY	1	15	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PEHL, TIMOTHY, WILLIAM	MANAGING MEMBER	E	yes	09/2006	Mar 28, 2012	Mar 6, 2024
ROBACK JR., ROBERT, RICHARD	MEMBER, CHIEF COMPLIANCE OFFICER	A	no	01/2013	Mar 28, 2012	Mar 6, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 16, 2026	$98.6M	$97.3M	3	3	0	n/a	n/a
2024	Feb 4, 2025	$83.6M	$83.6M	2	2	0	n/a	n/a
2023	Mar 6, 2024	$72.2M	$72.1M	2	2	0	n/a	n/a
2022	Feb 6, 2023	$65.1M	$62.3M	2	2	0	n/a	n/a
2021	Mar 16, 2022	$77.1M	$77.1M	2	2	0	n/a	n/a
2020	Feb 4, 2021	$65.6M	$65.6M	2	2	0	n/a	n/a
2019	Mar 19, 2020	$59.6M	$59.6M	2	2	0	n/a	n/a
2018	Mar 19, 2019	$50.5M	$50.5M	2	2	0	n/a	n/a
2017	Mar 23, 2018	$53.3M	$53.3M	2	2	0	n/a	n/a
2016	Feb 24, 2017	$49.2M	$48.3M	2	2	n/a	n/a	n/a
2015	Mar 8, 2016	$43.9M	$43.1M	2	2	n/a	n/a	n/a
2014	Mar 18, 2015	$45.9M	$44.9M	2	2	n/a	n/a	n/a
2013	Feb 11, 2014	$44.3M	$43.5M	2	2	n/a	n/a	n/a
2012	Mar 20, 2013	$40.5M	$40.3M	2	2	n/a	n/a	n/a
2011	Mar 28, 2012	$40.9M	$40.8M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$98.6M	$83.6M	17.9%	$65.1M	14.8%	3	2	0	0

Relationships

Registered with (2)

← ROBERT RICHARD ROBACK JR.Advisorregistration: current employment
Oct 1, 2024 to presentfactForm ADV
← TIMOTHY WILLIAM PEHLAdvisorregistration: current employment
Sep 19, 2024 to presentfactForm ADV

Controls (1)

← PEHL, TIMOTHY, WILLIAMOwnerMANAGING MEMBER, ownership code E, individual
Mar 28, 2012 to Mar 6, 2024factForm ADV

Owns (1)

← ROBACK JR., ROBERT, RICHARDOwnerMEMBER, CHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 28, 2012 to Mar 6, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:699e4c7c-ddfc-d6cc-32b6-954d281600bb
First observed: Mar 28, 2012
Last observed: Feb 16, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LUTHER FOREST WEALTH ADVISORS, L.L.C.

CRD 142714

MALTA, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:699e4c7c-ddfc-d6cc-32b6-954d281600bb

Data as of Feb 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:49 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TIMOTHY WILLIAM PEHL

Certified Financial Planner

MALTA, NY

n/a

ROBERT RICHARD ROBACK JR.

Certified Financial Planner

MALTA, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PEHL, TIMOTHY, WILLIAM

MANAGING MEMBER

yes

09/2006

Mar 28, 2012

Mar 6, 2024

ROBACK JR., ROBERT, RICHARD

MEMBER, CHIEF COMPLIANCE OFFICER

01/2013

Mar 28, 2012

Mar 6, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 16, 2026

$98.6M

$97.3M

n/a

2024

Feb 4, 2025

$83.6M

n/a

2023

Mar 6, 2024

$72.2M

$72.1M

n/a

2022

Feb 6, 2023

$65.1M

$62.3M

n/a

2021

Mar 16, 2022

$77.1M

n/a

2020

Feb 4, 2021

$65.6M

n/a

2019

Mar 19, 2020

$59.6M

n/a

2018

Mar 19, 2019

$50.5M

n/a

2017

Mar 23, 2018

$53.3M

n/a

2016

Feb 24, 2017

$49.2M

$48.3M

n/a

2015

Mar 8, 2016

$43.9M

$43.1M

n/a

2014

Mar 18, 2015

$45.9M

$44.9M

n/a

2013

Feb 11, 2014

$44.3M

$43.5M

n/a

2012

Mar 20, 2013

$40.5M

$40.3M

n/a

2011

Mar 28, 2012

$40.9M

$40.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$98.6M

$83.6M

17.9%

$65.1M

14.8%