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Advisor at ADDISON ASSET MANAGEMENT, LLC
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADDISON ASSET MANAGEMENT, LLC | State registered | Apr 19, 2010 | n/a | yes | CHICAGO, IL | Current employment |
| ADDISON ASSET MANAGEMENT, LLC | State registered | Apr 19, 2010 | Dec 31, 2010 | no | CHICAGO, IL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 5, 2004 | Apr 22, 2010 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| OPPENHEIMER ASSET MANAGEMENT | Bd affiliated wealth | Apr 15, 2003 | Jan 5, 2004 | no | NEW YORK, NY | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Jan 3, 2003 | Apr 15, 2003 | no | CHICAGO, IL | Previous registration |
| CIBC WORLD MARKETS CORP. | n/a | Dec 7, 1998 | Jan 3, 2003 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | ADDISON ASSET MANAGEMENT, LLC | Apr 22, 2010 | Apr 19, 2010 | -3 | Firm change | Wirehouse to state RIA |
| OPPENHEIMER ASSET MANAGEMENT | UBS FINANCIAL SERVICES INC. | Jan 5, 2004 | Jan 5, 2004 | 0 | Firm change | Other |
| OPPENHEIMER & CO. INC. | OPPENHEIMER ASSET MANAGEMENT | Apr 15, 2003 | Apr 15, 2003 | 0 | Bulk transfer | Other |
| CIBC WORLD MARKETS CORP. | OPPENHEIMER & CO. INC. | Jan 3, 2003 | Jan 3, 2003 | 0 | Bulk transfer | Other |