DFX Intelligence

K••••••• Q•••••• F••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

K••••••• Q•••••• F••

Advisor at P••• V••••• I•••••••••

MARLTON, NJ

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Search this name across graphsid dfx:ria:69adae1f-66e4-7cac-62ff-7e06143b9d2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• V••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• V••••• I•••••••••	Independent wealth	Jun 8, 2021	n/a	yes	MARLTON, NJ	Current employment
U•••••• I••••••••• I•••	Former SEC adviser	Jul 24, 2014	Mar 27, 2015	no	KING OF PRUSSIA, PA\|SOUDERTON, PA\|King of Prussia, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• A••••••• S•••••••• L••	U•••••• I••••••••• I•••	Jun 1, 2020	Jul 24, 2014	-2,139	Firm change after gap	Other
U•••••• I••••••••• I•••	P••• V••••• I•••••••••	Mar 27, 2015	Jun 8, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
1834:173995:PA:2015-03-27	Mar 27, 2015	Jun 8, 2021	KING OF PRUSSIA, PA	Firm change after gap

Relationships

Registered with (3)

→ P••• V••••• I•••••••••Registered adviserregistration: current employment
Jun 8, 2021 to presentfactForm ADV
→ G••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
May 20, 2011 to Jun 1, 2020factForm ADV
→ U•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jul 24, 2014 to Mar 27, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:69adae1f-66e4-7cac-62ff-7e06143b9d2a
First observed: Mar 8, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.