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Advisor at GUZEK ASSET MANAGEMENT
BLOOMINGTON, MN | Bloomingotn, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GUZEK ASSET MANAGEMENT | State registered | Sep 16, 2026 | n/a | yes | BLOOMINGTON, MN|Bloomingotn, MN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 3, 2025 | n/a | yes | BLOOMINGTON, MN | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Nov 6, 2025 | no | BURNSVILLE, MN | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Nov 1, 2017 | Jun 29, 2023 | no | BURNSVILLE, MN | Previous registration |
| GIRARD SECURITIES, INC. | Former SEC adviser | Nov 10, 2016 | Nov 1, 2017 | no | COON RAPIDS, MN|BURNSVILLE, MN|GRAND FORKS, ND|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Nov 6, 2025 | Nov 3, 2025 | -3 | Firm change | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |
| GIRARD SECURITIES, INC. | CETERA ADVISOR NETWORKS LLC | Nov 1, 2017 | Nov 1, 2017 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6413:MN:2025-10-29 | Nov 6, 2025 | Nov 3, 2025 | BURNSVILLE, MN | Firm change |