DFX Intelligence

C••••••••• P••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner46 years in industry

C••••••••• P••• S•••

Advisor at I•••••••• I•••••••• L••

OMAHA, NE | WAUWATOSA, WI

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Search this name across graphsid dfx:ria:69b36a90-1750-8b01-3478-b8312f798250

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2000 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• I•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 2, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Sep 21, 2026	n/a	yes	OMAHA, NE\|WAUWATOSA, WI	Current employment
I•••••••• I•••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	WAUWATOSA, WI	Current employment

Relationships

Registered with (2)

→ C••• L••Registered adviserregistration: current employment
Sep 21, 2026 to presentfactForm ADV
→ I•••••••• I•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2000 to Dec 31, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:69b36a90-1750-8b01-3478-b8312f798250
First observed: Jan 4, 2000
Last observed: Sep 22, 2026 32 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.