DFX Intelligence

C••••••••• A•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

C••••••••• A•••• R••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Des Plaines, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 28, 2018	n/a	yes	Des Plaines, IL	Current employment
T•••• L••	Independent wealth	Oct 15, 2014	Mar 28, 2018	no	LAKE FOREST, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 28, 2018	Mar 28, 2018	0	Firm change	Other
L•• F•••••••• L••	T•••• L••	Oct 28, 2015	Oct 15, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
172555:134139:IL:2018-03-28	Mar 28, 2018	Mar 28, 2018	LAKE FOREST, IL	Firm change
6413:172555:IL:2015-10-28	Oct 28, 2015	Oct 15, 2014	CHICAGO, IL	Firm change after gap

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 28, 2018 to presentfactForm ADV
→ T•••• L••Registered adviserregistration: previous registration
Oct 15, 2014 to Mar 28, 2018factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 30, 2009 to Oct 28, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 30, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.