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CRD 285032
WHITE PLAINS, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ARROWHEAD CAPITAL FUND III LP | Other Private Fund | $174M | May 1, 2024 | 45 | Aug 29, 2016 | reported | n/a |
| GLEACHER MEZZANINE FUND II, L.P. | Other Private Fund | $50,940 | Mar 15, 2024 | 25 | Mar 20, 2012 | reported | n/a |
| ARROWHEAD INVESTORS II, LP | Other Private Fund | $20,106 | May 1, 2024 | 3 | Apr 10, 2020 | reported | n/a |
| ARROWHEAD INVESTORS, LP | Private Equity Fund | $602 | May 1, 2024 | 1 | Mar 30, 2018 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AGC ARROWHEAD HOLDINGS LLC | Member | C | yes | 08/2016 | Mar 31, 2017 | May 1, 2024 |
| GAY, MARY, PRICE | MANAGING MEMBER | C | yes | 08/2016 | Mar 31, 2017 | May 1, 2024 |
| JONES, ELLIOTT, HOWARD | MANAGING MEMBER | B | yes | 08/2016 | Mar 31, 2017 | May 1, 2024 |
| PARSKY, GERALD, LAWRENCE | MANAGING MEMBER | Na | yes | 08/2016 | Mar 31, 2017 | May 1, 2024 |
| PARSKY, GERALD, LAWRENCE | Manager | E | yes | 08/2016 | Mar 31, 2017 | May 1, 2024 |
| PISANI, CRAIG, JOHN | MANAGING MEMBER | C | yes | 08/2016 | Mar 31, 2017 | May 1, 2024 |
| SWAYZE, ASHLEIGH, COOPER | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2016 | Mar 31, 2017 | May 1, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| LOS ANGELES | CA | United States | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 11, 2026 | $77.6M | $77.6M | 4 | 4 | 1 | 1 | n/a |
| 2024 | Mar 17, 2025 | $143M | $143M | 4 | 4 | 1 | 1 | n/a |
| 2023 | Mar 11, 2024 | $281M | $281M | 6 | 5 | 1 | 4 | $174M |
| 2022 | Feb 14, 2023 | $322M | $322M | 6 | 5 | 1 | 4 | $140M |
| 2021 | Mar 24, 2022 | $344M | $344M | 7 | 6 | 1 | 4 | $140M |
| 2020 | Mar 29, 2021 | $344M | $344M | 7 | 6 | 0 | 4 | $103M |
| 2019 | Mar 27, 2020 | $334M | $334M | 7 | 6 | 0 | 3 | $101M |
| 2018 | Mar 28, 2019 | $350M | $350M | 7 | 6 | 0 | 3 | $44.0M |
| 2017 | Mar 30, 2018 | $298M | $298M | 7 | 5 | 0 | 3 | $264M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $77.6M | $143M | -45.9% | $322M | -37.8% | 4 | 4 | 1 | 1 |