DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CETERA INVESTMENT ADVISERS LLC
Northridge, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 14, 2026 | n/a | yes | Northridge, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 5, 2025 | Sep 11, 2026 | no | NORTHRIDGE, CA | Previous registration |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Jan 4, 2021 | Jun 5, 2025 | no | Northridge, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CETERA INVESTMENT ADVISERS LLC | Sep 11, 2026 | Aug 14, 2026 | -28 | Bulk transfer | Ibd to ibd |
| WESTERN INTERNATIONAL SECURITIES | LPL FINANCIAL LLC | Jun 5, 2025 | Jun 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:105644:CA:2026-09-11 | Sep 11, 2026 | Aug 14, 2026 | NORTHRIDGE, CA | Firm change |