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Advisor at HILLTOP SECURITIES INC.
DALLAS, TX | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HILLTOP SECURITIES INC. | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | DALLAS, TX|DALLAS, TX|DALLAS, TX|HOUSTON, TX | Current employment |
| MORGAN STANLEY | Wirehouse | Sep 16, 2019 | Aug 14, 2023 | no | Dallas, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | HILLTOP SECURITIES INC. | Aug 14, 2023 | Nov 8, 2024 | 452 | Firm change after gap | Wirehouse to ibd |