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Advisor at FIRST MANHATTAN CO. LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST MANHATTAN CO. LLC | Bd affiliated wealth | Feb 16, 2023 | n/a | yes | NEW YORK, NY | Current employment |
| PEOPLE'S UNITED ADVISORS, INC. | Former SEC adviser | Apr 2, 2018 | Aug 7, 2019 | no | New York, NY | Previous registration |
| PEOPLE'S SECURITIES, INC. | Former SEC adviser | Nov 3, 2016 | Aug 7, 2019 | no | BRIDGEPORT, CT|BRIDGEPORT, CT|New York, NY | Previous registration |
| GERSTEIN FISHER | Former SEC adviser | Sep 1, 2015 | Nov 23, 2016 | no | NEW YORK, NY | Previous registration |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Aug 12, 2014 | Jun 30, 2015 | no | MALVERN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PEOPLE'S SECURITIES, INC. | PEOPLE'S UNITED ADVISORS, INC. | Aug 7, 2019 | Apr 2, 2018 | -492 | Firm change after gap | Other |
| PEOPLE'S UNITED ADVISORS, INC. | FIRST MANHATTAN CO. LLC | Aug 7, 2019 | Feb 16, 2023 | 1,289 | Firm change after gap | RIA to ibd |
| GERSTEIN FISHER | PEOPLE'S SECURITIES, INC. | Nov 23, 2016 | Nov 3, 2016 | -20 | Firm change | Other |
| VANGUARD ADVISERS, INC. | GERSTEIN FISHER | Jun 30, 2015 | Sep 1, 2015 | 63 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 118551:13704:NY:2016-11-23 | Nov 23, 2016 | Nov 3, 2016 | NEW YORK, NY | Firm change |