DFX Intelligence

C•••• S••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C•••• S••••• P••••••

Advisor at D••••••••• F••••••••• L••

MESA, AZ | Gig Harbor, WA

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Search this name across graphsid dfx:ria:69d1735a-85d0-7d00-f767-373b913c3d2b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• F••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• F••••••••• L••	Mixed wealth	Oct 11, 2021	n/a	yes	Gig Harbor, WA\|MESA, AZ	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	Aug 15, 2019	Oct 15, 2021	no	Scottsdale, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	D••••••••• F••••••••• L••	Oct 15, 2021	Oct 11, 2021	-4	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ D••••••••• F••••••••• L••Registered adviserregistration: current employment
Oct 11, 2021 to presentfactForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 15, 2019 to Oct 15, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:69d1735a-85d0-7d00-f767-373b913c3d2b
First observed: Aug 15, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.