DFX Intelligence

G••• S•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

G••• S•••• B••••

Advisor at P•• B••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:69d1b1bf-98b0-dab8-404d-eab340455c77

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 9, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• B••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jan 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• B••••••••• L••	Former SEC adviser	Oct 6, 2006	n/a	yes	VOORHEES, NJ\|MT. LAUREL, NJ\|Mount Laurel, NJ	Current employment
W••••••• A•••• M••••••••• L••	n/a	Jun 9, 2006	Nov 14, 2006	no	VOORHEES, NJ\|NEW HOPE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• A•••• M••••••••• L••	P•• B••••••••• L••	Nov 14, 2006	Oct 6, 2006	-39	Firm change after gap	Other

Relationships

Registered with (2)

→ P•• B••••••••• L••Registered adviserregistration: current employment
Oct 6, 2006 to presentfactForm ADV
→ W••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jun 9, 2006 to Nov 14, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:69d1b1bf-98b0-dab8-404d-eab340455c77
First observed: Jun 9, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.