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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JANE MARIE MCKENZIE

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Santa Cruz, CA

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Search this name across graphsid dfx:ria:69d222d6-761d-7d6b-d949-1dbcb27f85e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Feb 21, 2000
First registration: Mar 29, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4010146

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jun 10, 2016	n/a	yes	Santa Cruz, CA	Current employment
PROTECTED INVESTORS OF AMERICA	Former SEC adviser	Sep 7, 2011	Jul 22, 2016	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SANTA CRUZ, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 21, 2011	no	CAPITOLA, CA\|Santa Cruz, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 17, 2003	Jun 1, 2009	no	CAPITOLA, CA\|CAPITOLA, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Mar 29, 2002	Oct 23, 2003	no	MONTEREY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROTECTED INVESTORS OF AMERICA	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jul 22, 2016	Jun 10, 2016	-42	Firm change after gap	Other
MORGAN STANLEY	PROTECTED INVESTORS OF AMERICA	Sep 21, 2011	Sep 7, 2011	-14	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
A. G. EDWARDS & SONS, INC.	CITIGROUP GLOBAL MARKETS INC.	Oct 23, 2003	Oct 17, 2003	-6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6082:134139:CA:2016-07-22	Jul 22, 2016	Jun 10, 2016	SANTA CRUZ, CA	Firm change after gap

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Jun 10, 2016 to presentfactForm ADV
→ PROTECTED INVESTORS OF AMERICARegistered adviserregistration: previous registration
Sep 7, 2011 to Jul 22, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 21, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 17, 2003 to Jun 1, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Mar 29, 2002 to Oct 23, 2003factForm ADV

Dated events

No dated event names this entity yet.