This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Mar 13, 2017

First registration

Oct 5, 2018

Dual registered

yes, broker-dealer

Other names

Darrell Jeffrey Springer II|DARRELL JEFFREY SPRINGER|Darrell Springer|DARRELL J SPRINGER

IAPD individual key

6737288

• Occurred

  Nov 3, 2023
  Advisor changed firm

  Darrell Springer left Compass Wealth for Cetera Investment Advisers Llc (registered 2024-02-29)

  Form ADVobserved 5 days ago
• Occurred

  Mar 16, 2022
  Advisor changed firm

  Darrell Springer left Morgan Stanley for Compass Wealth (registered 2023-08-07)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:69d3dd57-1bb7-b128-e4cf-4209c7467b88

First observed

Oct 5, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.