DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PINNACLE ASSOCIATES, LTD.
Richmond, VA | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PINNACLE ASSOCIATES, LTD. | Mixed wealth | May 18, 2023 | n/a | yes | NEW YORK, NY|Richmond, VA | Current employment |
| INVESTMENT MANAGEMENT OF VIRGINIA, LLC | Former SEC adviser | Jun 6, 2014 | Dec 11, 2023 | no | RICHMOND, VA | Previous registration |
| Stephens | Bd affiliated wealth | Sep 13, 2005 | Aug 19, 2011 | no | LITTLE ROCK, AR|LITTLE ROCK, AR|RICHMOND, VA|GLEN ALLEN, VA|RICHMOND, VA | Previous registration |
| DAVENPORT & COMPANY LLC | Bd affiliated wealth | Aug 19, 2004 | Sep 16, 2005 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT MANAGEMENT OF VIRGINIA, LLC | PINNACLE ASSOCIATES, LTD. | Dec 11, 2023 | May 18, 2023 | -207 | Firm change after gap | RIA to RIA |
| Stephens | INVESTMENT MANAGEMENT OF VIRGINIA, LLC | Aug 19, 2011 | Jun 6, 2014 | 1,022 | Firm change after gap | Other |
| DAVENPORT & COMPANY LLC | Stephens | Sep 16, 2005 | Sep 13, 2005 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108687:110631:VA:2023-12-11 | Dec 11, 2023 | May 18, 2023 | RICHMOND, VA | Firm change after gap |