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Advisor at SOUND FINANCIAL, LLC
LAKE STEVENS, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUND FINANCIAL, LLC | Independent wealth | Dec 11, 2023 | n/a | yes | LAKE STEVENS, WA | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Aug 16, 2023 | Nov 17, 2023 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | SOUND FINANCIAL, LLC | Nov 17, 2023 | Dec 11, 2023 | 24 | Firm change | Ibd to RIA |