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Advisor at BETHESDA FINANCIAL ADVISORS, LLC
BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BETHESDA FINANCIAL ADVISORS, LLC | State registered | May 14, 2014 | n/a | yes | BETHESDA, MD | Current employment |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Nov 22, 2013 | May 14, 2014 | no | BETHESDA, MD|KENTWOOD, MI | Previous registration |
| ONYX WEALTH ADVISORS, INC. | Former SEC adviser | Aug 17, 2011 | Dec 31, 2013 | no | BETHESDA, MD|BETHESDA, MD | Previous registration |
| ARK FINANCIAL SERVICES, LLC | Former SEC adviser | Sep 8, 2009 | Aug 23, 2011 | no | BETHESDA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REGAL INVESTMENT ADVISORS LLC | BETHESDA FINANCIAL ADVISORS, LLC | May 14, 2014 | May 14, 2014 | 0 | Firm change | Other |
| ONYX WEALTH ADVISORS, INC. | REGAL INVESTMENT ADVISORS LLC | Dec 31, 2013 | Nov 22, 2013 | -39 | Firm change after gap | Other |
| ARK FINANCIAL SERVICES, LLC | ONYX WEALTH ADVISORS, INC. | Aug 23, 2011 | Aug 17, 2011 | -6 | Firm change | Other |