DFX Intelligence

M•••••• K•••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

M•••••• K•••• F•••

Advisor at F•••••••• C•••••• L••

NAPLES, FL

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Search this name across graphsid dfx:ria:69fe7536-ae4b-b067-48f5-25008f5d3f45

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 31, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 5, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• C•••••• L••	Independent wealth	Apr 16, 2026	n/a	yes	NAPLES, FL	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Dec 1, 2021	Jan 2, 2026	no	CHICAGO, IL\|Washington, DC\|Naples, FL\|Devon, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	F•••••••• C•••••• L••	Jan 2, 2026	Apr 16, 2026	104	Firm change	Ibd to new firm
F••• M••••• • W••••••••• L••	H•••••••• A•••••••• L••	Jun 30, 2022	Dec 1, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
107553:145323:DC:2022-06-30	Jun 30, 2022	Dec 1, 2021	W•••••••••, DC	Firm change after gap

Relationships

Registered with (3)

→ F•••••••• C•••••• L••Registered adviserregistration: current employment
Apr 16, 2026 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 1, 2021 to Jan 2, 2026factForm ADV
→ F••• M••••• • W••••••••• L••Registered adviserregistration: previous registration
May 31, 1996 to Jun 30, 2022factForm ADV

Dated events

Occurred
Jan 2, 2026
Advisor changed firm
M•••••• K•••• F••• left H•••••••• A•••••••• L•• for F•••••••• C•••••• L•• (registered 2026-04-16)
Form ADVobserved 7 days ago
Occurred
Jun 30, 2022
Advisor changed firm
M•••••• K•••• F••• left F••• M••••• • W••••••••• L•• for H•••••••• A•••••••• L•• (registered 2021-12-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:69fe7536-ae4b-b067-48f5-25008f5d3f45
First observed: May 31, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.